Attitudes
Toward History
I. Acceptance
and Rejection
The first part
of Attitudes Toward History deals with the concepts of "yes" and "no,"
as well as "maybe" Burke accomplishes his analysis of acceptance and
rejection through an analysis of literary figures and genres.
Chapter
One: "William James, Whitman, and Emerson"
Burke uses
William James, Whitman, and Emerson to illustrate acceptance,
rejection, and the middle ground between. He finds in all of them a
pluralism that is useful in articulating the central concepts of
acceptance, rejection, and passivity.
Burke begins the
chapter with a description of William James juxtaposing acceptance of
the universe or protest against it in the face of evil.
"Characteristically, James looks for a way of avoiding both," Burke
notes (3). James is a "meliorist," and states that a solution is to be
found only " 'by taking neither absolutely' [ . . . ] Where resignation
must be, it will be 'provisional' " (3).
James also
allows Burke to place an emphasis on action, and the relationship
between action and attitude (which, Burke notes in the introduction, is
where the emphasis should be placed when considering the title of the
book). According to James, the "worth" of an action is in an attempt to
improve, not in a result. "Action requires programs – programs require
vocabulary" (4) Hence, using the right or wrong words is crucial:
vocabularies allow us to name friendly and unfriendly, to form
attitudes, and to take appropriate actions. Speaking of the code of
names used by philosophers, poets, and scientists, Burke says: "These
names shape our relations with our fellows. They prepare us for some
functions and against others, for or against the persons representing
these functions, The names go further: they suggest how you shall be
for or against" (4). Naming, attitudes, and actions bring us to Burke's
definition of "frames of acceptance," which are "the more or less
organized system of meanings by which a thinking man gauges the
historical situation and adopts a role with relation to it" (5).
Other key points
Burke makes about James include pluralism, compromise, comparative
analysis, and a frame of acceptance supported by a trinity of
"rationality, activity, and faith," all related to action and "designed
to equip him and others for living" (5).
Whitman is "the
poetic replica of James," and Burke calls attention to many of the same
qualities. Whitman, too, is a pluralist. Faced with a "good-bad tangle,
[Whitman] transcends the contradiction by a synthesizing attitude,
whereby the good element is taken as the essence of the pair" (15).
Whitman's transcendentalism allows him to speak of death with joy (16).
In Emersonian
thought, "we arrive at the meliorist emphasis in a project for living
by the extending of the cosmos farther into the realm of chaos for
cosmic purposes" (19). Essentially, by seeking a solution for the
conflict between good and evil, the "solution moved the issue to a
'higher' level" (19).
"Acceptance"
and "Passivity"
"all symbolic
structures are designed to produce such 'acceptance' in one form or
another" (19-20). Burke notes that the trivial form of acceptance is
"the Pollyanna solution: If you break your leg, thank God you didn't
break your neck" (20).
It is important
to note that " '[f]rames of acceptance' are not the same as
passiveness" (20). Frames of acceptance include both the good and the
bad, the friendly and the unfriendly. Passiveness indicates an
inclination to "draw the line of battle differently" (20). Burke uses
the examples of Aquinas and Marx to illustrate his point: Aquinas saw
class divisions as a "punishment for the fall of man," and therefore
inevitable, whereas Marx "accepted the need of eliminating classes,
hence he drew the line of battle differently" (20-1). In Burke's mind,
the bourgeoisie approach passivity with a frame that "smeared the
[class] issue out of mind" and replaced it with initiative, supposedly
a classless resource available to all.
Rejection
" 'Rejection' is
but a by-product of 'acceptance' " (21). Burke describes rejection as
being a reaction to symbols of authority. Because rejection is "the
heretical aspect of an orthodoxy" it shares much with that orthodoxy
(21).
"[Rejection]
somewhat robs a thinker of his birth-right, his right to 'consume'
reality without regurgitation" (22). It is also an incomplete negation,
partial where acceptance is complete (22).
Historical
frames are stressed when they are forced to deal with new factors. They
become even more stressed by attempts to extend their applicability,
and can force a rejection of the frame. This rejection can cause a
"radical reversal" or a "transvaluation of values," an inversion and
codification of the frame (24-5).
The
Changing Emphasis of Frames
"When surveying
the historic curve on the graph of Western culture, we can better
understand what was accomplished by the shift from the classical
emphasis upon resignation to the liberal ('Faustian') emphasis upon
freedom" (25).
Burke notes that
a preoccupation with status, where privilege is fixed, becomes a
preoccupation with advancement, which is in many way the
democratization of "a sense of personal mastery" and advantage. He
relates this to another shift, from the qualitative to the
quantitative. In qualitative efforts, results are judged by their
goodness or badness, by the virtue or vice. The organizing principles
in a qualitative system are grounded in notions of the "good life" and
based upon custom: this type of system is not suited for "discursive
reason" (26). In contrast, the quantitative system assesses good and
bad by the numbers at the bottom of a balance sheet. Burke argues that
this concentration on profit changes rationality and removes it from a
realm concerned with concepts such as virtue and vice (25-6).
These shifts
occurred at a time when the Church and the elite had stretched the
limits of the existing system so far as to make it nearly impossible to
accept. This change of frame was a positive and necessary change at the
time. Liberalism and individualism allowed for global exploration and
for expansions and improvements in commerce and industry. Though
necessary at the time, the liberal, individualistic frame is now
stretching to its own limits. This is a pattern Burke sees repeating
throughout history: a system becomes strained, and eventually a shift
will occur. There is initially much flexibility and "laxity" (27) in
the system, but eventually the system is bureaucratized, and
proliferates to the point of strain once more: the system is harmful or
difficult for many to accept. "To the extent that new opportunities are
not provided [within the system or by a shift in frame], we get
decadence, neurosis, anger (expressing itself in wither external war or
internal antagonism, the devices whereby a people 'projects' its
uneasiness upon a scapegoat)" (27).
Even seemingly
functional or stable frames eventually are unable to handle new social
and cultural "material" (27). Using Marx's critiques of production as
an example, Burke shows that "While the frame centers the attention
upon some relationships, by this very thoroughness it obscures the
perception of new factors that are of critical importance" (28).
Clergy, because of occupational psychoses, are liable to see the new
factors symptoms instead of causes, and to deal with them verbally,
though Burke acknowledges that secular authorities (such as legislators
who try to control the factors though a proliferation of laws) may also
have this tendency (28).
Rejection is
again treated as an incomplete frame: Burke says that frames built upon
rejection are incomplete and not well-rounded, and that they create
fanaticism because they identify only one element and base reactions
solely upon the rejection of this element (29). He notes that the
philosophies of Marx, a product of a period of great negativism, are
marked by rejection, but that Marx also has realist influences (pre- pr
pr-realist), and so his philosophies also lay a foundation for a new
frame of acceptance. (29).
Romanticism,
which also influenced Marx, is "marked with rejection frames," often
featuring a " 'tragic ambiguity" whereby a growing trend is at once
recommended and punished" (29). Burke's examples here include Goethe's
Faust, Shakespeare's Macbeth, and Byron's Faustian heroes. Tragic
ambiguities are often a feature of those who may be religious, but who
are drawn in by scientific ideas. They reject the church and withdraw
into art, a symbolic rejection of the world. This creates a "two-world"
system which Burke says can be "labeled, as you prefer, either by their
'acceptance' of the esthetic or their 'rejection' of the practical"
(30).
Sentimental
Acceptance in Futurism
The futurists
"occupy an important place in this trend" of acceptance and rejection
(30). Futurists see the world developing in a way that is abhorrent,
and yet, in an effort to salute accept the times, they accept these
developments. This leads to brutality, especially in literary images
and uses of language (30-1). Examples include proclaiming the beauty of
the horror of war and stench, producing manifestoes advocating
"syntactical confusions" written in syntactically normative prose, or
agreeing that the modern world was a disease, but a perfect disease
(31-2). Futurism, seemingly a frame of complete activity and
assertiveness, is really the most passive of frames. The futurists are
an important example for Burke:
"A well-rounded
frame of acceptance involves constant discrimination. But this [the
futurist project] was a project for gluttony, a blanket endorsement of
historical trends as they were. As a cult of yea, it would say yea to
the reigning symbols of authority at all costs. We cite it because of
its 'chemical' purity. It has exploited a trend so thoroughly that
there is no possible step in the same direction beyond it" (33).
Chapter
Two: "Poetic Categories"
In this chapter,
Burke analyzes genres, with a specific focus upon the historical and
cultural situations that give rise to each. Literary works provide an
entry into the "structures of symbolism" because "each of the great
poetic forms stresses its own peculiar way of building the mental
equipment (meanings, attitudes, character) by which one handles the
significant factors of his time" (34).
Epic
Epic is "a
typical frame of symbolic adjustment under primitive conditions," and
"arises under primitive, non-commercial conditions" (34). Epic is
"deliberately anachronistic" and nostalgic, suggesting composition at a
time of transition, when a new frame was beginning to take hold. Homer
and Virgil both stand as examples: Homer as a poet writing in a period
immediately before a period of commercial "enlightenment", and Virgil
as a poet writing at the "close of commercial freedom" (35).
Epic is intended
to make man comfortable in pre-commercial settings, especially through
poetic magnification of the "warlike hero," with which an audience
identifies (35-6). The hero "risks himself and dies that others may be
vicariously heroic" (36). There is an important balance between
humility and self-glorification in and identification with the epic
hero. An epic hero mediates between the divine and the human. The
divine tends to be humanized by the presence of some flaw in the hero.
Through identification " the invitation to seek the flaw in oneself
promotes in the end an attitude of resignation (which when backed by a
well-rounded symbolic structure, is nothing other than the inventory of
one's personal limits)" (37).
Tragedy
"The resignation
of tragedy is based upon this same sense of personal limits; but the
cultural materials with which the tragic playwright works are much more
urban, complex, sophisticated than those that prevailed at the rise of
the primitive epic" (37).
Burke notes that
the same three features, fatality, magnification, and humility are
central to tragedy, as well, but are "submerged beneath a more
'enlightened' scheme of causal relationships" (37). While epic
flourishes in a pre-commercial society, tragedy flourishes in a society
where commerce "had been strongly superimposed upon the earlier
primitive-collectivist structure" (37). There is a shift from giving to
getting, a "basic 'transvaluation of values' " (37).
Commercial
relationships lead to more intricate social fabric. Forensic increases,
producing metaphysical and then scientific structures, which are then
in turn applied to magic and religion in the form of causal structures.
This new attitude is explicit in Aristotle and implicit in the "great
writers of tragedy that preceded him" (38). Fatality and forensic come
together in tragedy, and so a causal structure shapes a tragedy. Burke
writes, "the events of a tragedy are made to grow out of one another in
keeping with the logic of scientific cogency, the Q.E.D. of Euclid and
the political oration" (39). There is again a resignation, this time to
personal limitations. Pride becomes the focus of a tragic ambiguity,
and is depicted as a crime. Fortune is feared "as the first sign of
punishment from the gods" (39).
Comedy,
Humor, the Ode
The partiality
of frames and class interests can account for dramatic irony in the
frame. "Materials incorporated within the frame are never broad enough
to encompass all the necessary attitudes [. . . .] Class interests
provide the cues that distort the interpretive frame making its
apparent totality function as an actual partiality." Favorable and
unfavorable are all exaggerated, and through this exaggeration, "the
very glories of the frame become a menace" (40). The frame can also be
"deceptive when it provides too great a plausibility for the writer who
would condemn symptoms without being able to gauge the causal pressure
behind the symptoms" (41). This occurs when those well-served by the
frame cannot see the limitations of that frame for a "culturally
dispossessed" group. (40-1).
Tragedy and
comedy both focus on pride, but whereas pride is crime in tragedy, it
is depicted as stupidity in comedy. "The progress of humane
enlightenment," Burke writes, "can go no further than in picturing
people not as vicious, but as mistaken" (41). By emphasizing the
absolute case, where all are mistaken, and that "every insight contains
its own special kind of blindness, you complete the comic circle,
returning again to the lesson of humility that underlies great tragedy"
(41). Because the audience is aware of the ironies within a comedy,
they learn that "when intelligence means wisdom [ . . . ] it requires
fear, resignation, the sense of limits" (42).
Because comedy
is concerned with "man in society, tragedy with the cosmic man," comedy
must develop forensic and syllogistic reasoning to the greatest extent
possible. Comedy cannot rely on divine or cosmic devices to shape the
causal structure of the plot (42).
Humor is
different from comedy: humor is "the opposite of the heroic": while the
heroic magnifies, humor minimizes. Humor is not an accurate gauge of a
situation, and so is not as "well-rounded a frame of acceptance as
comedy" (43).
As Burke
prepares to turn to negative emphases in poetic forms he offers this
summary: In the epic, tragic, and the comic frames the element of
acceptance is uppermost" (44). In the next several forms discussed, the
opposite is true.
Negative
Emphasis: the Elegy, or Plaint
The elegy or
plaint is similar to humor: it "does not properly gauge the situation"
(44). It distorts relationships more than humor: citing William Epmson,
Burke describes how the heroic is identified with humble people, and
the "lowly are pictured as the bearers of the true nobility"
(48). This is "ironic humility" (48).
Satire
"Satire is as
confusing as the plaint. For the satirist attacks in others the
weaknesses and temptations that are really within himself" (49). The
satirist is simultaneously "gratifie[d] and punishe[d]" (49). Satire
features a linking of contrasting imagery: external approaches to the
internal, a linking of love and death, and a connection between love
and filth (50-1).
Burlesque
Unlike satire,
burlesque is completely external. "The writer of the burlesque makes no
attempt to get into the psyche of his victim. Instead, he is content to
select the externals of behavior, driving them to a 'logical
conclusion' that becomes their 'reduction to absurdity' " (54).
Burlesque is
partisan and incomplete, and therefore is not a well-rounded frame.
This is evident in the burlesque aspects of liberalism, where freedoms
are proposed, but responsibilities or obligations are not. Dewey's
ideas are an example: Dewey is "trying to introduce a plea for
collective elements without admitting that a collective frame requires
us to stress ambivalence [as opposed to unidirectionality] of rights
and obligations." (56). Burke finds the concept of freedom problematic:
freedom from the land, for serfs, meant an alienation from the land and
a form of dispossession. " 'Freedom' is a truncated concept, an
unintended caricature of human relations" (56).
The
Grotesque
The grotesque
and the didactic are transitional forms, unlike the positive and
negative forms detailed earlier in the chapter. "The grotesque focuses
in mysticism; the didactic to-day is usually called propaganda" (57).
Burke notes that
mystics may appear individually at any time, but that "mysticism as a
collective movement belongs to periods marked by great confusion of the
cultural frame" and a change in "allegiance to symbols of authority"
(57-8). Unlike humor, which provides laughter through the diminution of
problems, the "grotesque is the cult of incongruity without the
laughter" (58). Grotesque is not comic or humorous, but extremely
serious.
Oxymorons can be
an expression or marker of the grotesque. Burke admits that the
grotesque is difficult to analyze, but offers readers a summary: "the
grotesque comes to the fore when confusion in the forensic patterns
gives more prominence to the subjective elements of imagery than to the
objective, or public, elements" (60). In the examples following, Burke
mentions such psychological imagery or "motives" as "the pit, symbolic
castration, rebirth, [and] the mystic awe of light" (60). Burke
theorizes that such an explanation could account for the homosexual and
androgynous, especially in literature.
In the grotesque
we get the "symbolizing of parallels," which confuse identity: for
example, Joyce using the Odyssey to "chart" life in the twentieth
century (63). Symbols are linked together in "indiscriminate" patterns
that, as clusters, function as oxymorons (64).
Burke notes that
the "charting of such territories may not be worth the while, except
perhaps for therapeutic purposes, when we seek to repair a man's
equipment for living by discovering which of his clusters draw the
lines at the wrong places" (68). Analyzing these clusters, however, and
looking at the relationship between the internal constellations through
external counterparts "should give us a phenomenological science of
psychology, rather than the tenuousness of the purely introspective or
the impoverishment of the purely behavioristic" (68).
Monasticism
and the Transitional
The sincere
monastic order (as opposed to one organized as a business opportunity,
especially in a theocratic state) "tend[s] to enlist their members at a
point of crisis" or transitional point (69). This crisis is often
marked by "self-punishment" and "overt or symbolic castration" (69).
While a transitional period would naturally pass in time, the monastic
"institutionalizes the mentality prevailing at the point of crisis,"
thus institutionalizing the transitional and offering man a world
organized and "formed of this midway state" (70). As monasticism is
bureaucratized, private becomes socially negotiable. A two-world
situation arises. Burke uses the examples of the doctrines of "poor
church" and "poor science" to illustrate: both orders have a higher
goal than the accumulation of wealth, but through the
institutionalization and bureaucratization of the order, the
"essentially non-capitalist insight is made to serve capitalistic ends"
(72).
The reversal of
the monastic is gang mentality, a "philosophy of force, vengeance,
polemical compulsion," in which guilt is not met with monastic
contrition, but with "explicit rejection of contrition" (72).
Gang morality
occurs when people are dispossessed, being either unable or unwilling
to participate in the orthodox system: negativism results, and the new
group finally achieves transcendence by "converting old negatives into
new positive – and by [the new group's] values the derivations of the
individuals (with relation to the orthodox frame) are 'justified' "
(73).
In the monastic
pattern, spiritual becomes material, while in the secular pattern, the
material becomes spiritual. These corrective patterns allow the
possibility for secular, negative patterns to develop positive aspects
such as " 'comradeship,' 'party discipline,' solidarity,' thereby
restoring the ingredient of charity necessary for co-operative
enterprises" (74).
Burke's summary
of the monastic is a follows: "the monastic order begins with
'spirituality,' and in the course of 'implementing' it with relation to
all human necessities, arrives at 'material' organization. The
treatment of the transitional emphasis in Marxist 'class morality'
begins with materiality, and in the course of organizing it, arrives at
'spiritual' organization, or 'consciousness' " (74).
The
Didactic
While "the
mystical-grotesque makes for passivity in the frame of acceptance,"
didactic is its active counterpart. Burke argues that the imaginative
precedes the "conceptual-critical" in a trend, and that didactic
strives to reverse this "by coaching the imagination in obedience to
critical postulates" (75).
Didactic tends
to transcend earlier positions by reconciling opposites though higher
synthesis (80).
Didactic
"Transcendence" in Hesiod
Hesiod and the
"negation of negation": by assigning a minor value or role to an
earlier resentment and adopting a "wider and subtler perspective," the
earlier resentment is transcended (81). However, when this
transcendence does not rectify the injustice Hesiod experiences, he
does not attempt to transcend to yet a higher level, but instead "seeks
to exploit this level as it is, to find whatever limited 'cash value'
it may have to offer" (82). Hesiod eventually becomes enraged with the
process of transcendence itself and rejects it and the gods, "the
ultimate concretion of the transcendental process" (82-3). His negation
does have a positive counterpart: "naturalism and work" (83).
Burke's
conclusion: "Adding up, we get as the sum of his character:
hard-working, complaining, resentful and resentful-of-resentfulness,
pious, free-thinking, enjoying-and-suffering simultaneously –– and
expressing the whole moralistically, didactically" (83).
Didactic
Transcendence in Eliot
Eliot, like
Hesiod, expresses the "didactic-sentimental-transcendental nexus"
(83).Eliot's Murder in the Cathedral also contains an instance of "
'negating the negation' " (84). Burke states that the plot of this play
is a wheel, turning "from poetry, to polemic prose, back to poetry,"
each signaling an apparent shift in the identity of the author – the
form "states stylistically what the speech of Thomas had stated
philosophically: That the turning of the wheel goes on, that in turning
it remains where it was, that each morning the poet will arise, will
slay himself, the critic will step forth, towards nightfall the
Phoenix-poet will rise again, and this progression will continue, being
forever new and forever the same, and the writer, in affirming it by
the activity of his work, is being at once active and passive" (86).
Other
Instances of Transcendence
"The point to be
stressed is that the process of transcendence, basic to thought, is
revealed most simply in didactic-moralistic literature" (86).
Burke's other
instances of transcendence include works by Thales, Lola Ridge, Wagner,
Hegel, and Marx. "such considerations may offer reasons why, when a
problem is handled in too simple a frame, as the needs of
propagandistic exhortation are often felt to demand, critics are led to
attach the didactic as 'allegory,' 'literature of the will,' and
'sentimentality [. . . ] It is questionable, however, whether
historical issues can be handled in any other way. All we can ask it
that the modes of 'prayer' employed (with their reverse, invective)
shall be sufficiently mature and complex to take the key factors of the
situation properly into account" (91).
Chapter
Three: "The Destiny of Acceptance Frames"
Burke opens this
chapter with two descriptive and clear paragraphs, quoted below:
"Play, love,
war, work––these are the names for the ways in which a man is
engrossed. The putting of them together, the 'allocating' of them, is
'religion,' leading to some manner of transcendence or other."
"One confronts
contradictions. Insofar as they are resolvable contradictions he acts
to resolve them. Insofar as they are not resolvable, he symbolically
erects a 'higher synthesis,' in poetic and conceptual imagery, that
helps him to 'accept' them" (92).
Burke points out
that Thomism presents certain contradictions of property ownership as
irresolvable, while the same contradictions are seen as resolvable by
Marx (92). With this case as an example, Burke notes: "Each frame
enrolls for 'action' in accordance with its particular way of drawing
the lines" (92).
Motives of comic
ambivalence and "debunking" schemes of motives are to be distinguished
from one another: the comic frame functions from both supernatural and
"debunking" schemes of motives at once (92-3).
Burke uses
capitalism as an example to articulate the above ideas more fully: "But
once the comic proviso is added, the whole terminology of capitalism is
found remarkable for its clear simplification of social processes. All
the time that savants were concerning themselves with [various types of
psychology and schemas for charting and simplifying human complexity],
we were ignoring the most ingenious and suggestive vocabulary of all,
the capitalist vocabulary of behavior. It is collective in its origin,
it arose by the 'dialectic' interaction of mental and material factors;
and at best it was comic, in that it gave the human, social equivalents
for concepts previously handled in superhuman terms. Thus, 'providence'
became 'investment for profit'; the process of 'justification' took the
simple form of 'advertising,' 'salesmanship,' and 'success'; the close
relationship between morality and utility came to a head in the 'gospel
of service'; the devices of perfidy were exposed in the legal
manipulations of contract; the synthesizing tendencies of man were
manifest, as they could never be by experiments with decerebrated
frogs, in the growth of holding companies; corporate identity itself
was shorn of its unwieldy mysticism when the member of the church, as
the 'body of Christ,' became simply the holder of voting stock. And so
on: the morphological parallels could be piled up endlessly" (93-4).
Burke again
stresses that comic ambivalence is quite different from debunking
which, when it prevails over the comic, causes "the qualifications of
comic charity [to] drop away" (94). At this point, to 'cash in' and to
'sell out' become synonymous, and man in this system is "embittered"
whether he sells out or is incapable of selling out.
Burke notes that
Marx "seems to have relegated the business of mediation to a historical
process alone. But when this same act of mediation is done, not by
'history,' but by people, the sharpening of class lines tends to be
obliterated" (95).
Discomfitures
of Rejection
The poetic
categories reviewed earlier "illustrate some major psychological
devices whereby the mind equips itself to name and confront its
situation" and provide cues for the analysis of the curve of history
Burke undertakes in the second section of this text (99).
"The difficulty
with any such terms [referring to the five developmental stages] arises
from the way in which economic patterns overlap upon one another.
Sometimes we use our terms to designate the distinctive features of a
pattern, sometimes we include features that it has in common with other
patterns. Thus, when an average compatriot expresses his allegiance to
capitalism, he is not considering merely the things that make it
different from other economic systems. The symbol also includes for him
such notions as family, friendship, neighborliness, education,
medicine, golf, tools, sunlight, future, and endless other such
sundries" (99).
"This problem of
dissociation always arises to make trouble when conditions require a
shift in our patterns of allegiance": oftentimes, a rejection of
authority forces men into " 'anti-social' attitudes" (100). This is
more common the more well-rounded the frame of acceptance is (100).
Examples include
Luther, "whose Protestant frame is closely analogous to the Catholic,"
"prepare[s] himself to admit his German princes by a psychology of
Satanism" (100). Burke notes a similar phenomenon in Milton and in
nineteenth-century frames of rejection (100).
Splintering of
radical groups may also arise from "such irrational causes, no matter
how thoroughly the impulse may be rationalized" (100) Use of defensive
metaphors, use of polemic, and use of pseudonyms may also support
Burke's speculation. Groups splinter further and further, and finally
reach a limit, at which point they may reverse directions, often in the
form of a call for a 'unified front,' but the persistence of sectarian
thinking can result in demoralization (101). Burke says that "only by
the adoption of a wider frame (essentially 'comic') can this problem be
met actively, positively. The comic frame relieves the pressure towards
opportunism by a broadening, or maturing, of sectarian thought" (102).
"A well-rounded
frame serves as an amplifying device [. . .] the questioning of a
little becomes the questioning of a lot, until a slight deviation may
look like the abandonment of all society [. . .] Often, the defense
against this is 'dissociation,' which in time leads to 'atomism,'
'splintering.' There is another strategy, however, which we might call
the 'stealing back and forth' of symbols" (103). By the stealing back
and forth of symbols, Burke means that different sects claim embodiment
of orthodoxy at different times: they claim orthodoxy and use the same
symbols, but to different or opposing ends. One example is the divine
right of kings, which has alternately been used by monarchs to justify
secular control and by clergy to justify allegiance to the secular
state powers. Marx, too, uses slogans from capitalism to serve his
purposes (103).
Chapter
Four: "Conclusion"
"We have
attempted, in the foregoing pages, to illustrate some of the major
factors involved in the 'strategy' of writing and thinking" (106). The
fourth chapter summarizes the first part of this work in a brief
two-page synopsis. The important points are as follows:
1. Man "builds
frames of acceptance or rejection by overt or covert acts of
'transcendence' " (106).
2. "We hope,
incidentally, to have so weighted our discussion that the comic frame
will appear the most serviceable for the handling of human
relationships. It avoids the dangers of euphemism that go with the more
heroic frames of epic and tragedy" (106).
3. "By astutely
gauging situation and personal resources, it [the comic frame] promotes
the realistic sense of one's limitations, hence has a proper ingredient
of 'Entsagen,' [abjuration, abdication, abnegation] yet the acceptance
is not passive" (107)
4. "To say as
much is not to imply that the other frames do not have their uses. We
should test the value of literature as a body [ . . . ] We are merely
suggesting that, when you lump the lot, discounting each poetic
category according to its nature, they seem to add up nearest to
comedy. Which is a roundabout way of saying: whatever poetry may be,
criticism had best be comic" (107).
II.
The Curve of History
From the
introduction: "Our second section, 'The Curve of History,' seeks to
chart the overall problem of merger and division (with corresponding
confusion and profusion of orthodoxy, heresy, sect, and schism) that
marked our particular Western culture. Dramatistically inclined, we
conceive of these developmental stages after the analogy of a five-act
play" (np). Each of the stages are acts in the play, and each is
described and analyzed in a separate chapter in the second part of the
book. The dramatic structure is as follows:
Act One:
"Christian Evangelism"
Act Two:
"Mediaeval Synthesis"
Act Three:
"Protestant Transition"
Act Four: "Naive
Capitalism"
Act Five:
"Emergent Collectivism"
Chapter
One: "Christian Evangelism"
Burke's focus in
this portion of the book will be on the 'collective poems' of
aggregates, as opposed to the previous focus on the individual (111).
"The two emphases are not mutually exclusive, since the individual's
frame is built of materials from the collective frame, but the change
from one to the other shifts the emphasis from the poetic to the
historical" (111).
"[. . .] the
drama of the past must frequently be rewritten––and the last act in one
version may even become the first act of a later version" (111).
"In Act I of a
drama we get the situation out of which the action will arise. It
presents in a lump a myriad of prior dramas" (112).
Empires build up
"public equipment" and "[i]n short, a great many spiritual factors are
'bureaucratized' in an objective, material order––and any new cultural
enterprise must be built of this material" (112). Physical and
spiritual roads are constructed, and these roads, built for expansion
(of empire and of thought) in one direction, can later be used for
expansion in the other direction.
In this Act or
stage, mobility and percentages are important: the mobile elite of
Egypt are like a shifting crust, and move upon an immobile base. Extant
documents are misleading, mostly because they do not represent the
percentage or proportion of "cultural ingredients" such as dance steps
or the "posture of men at work in the fields" (112-3). Burke uses
anarchism in the nineteenth century as an example: the non-anarchist is
horrified by the lack of organization, structure, and regularity in
anarchic ideas: the anarchist, however, understands that anarchy is to
be built upon the current organizational structure. The anarchist
assumes that printing presses, book stores, and regular train service,
for example, will remain, because the new system could not function
without the organization of the old (113).
"Act I confronts
this problem. We suggest the issue comes to a head in the ratio of
mobility to immobility" (113)
Immobility is
not "radically impaired unless a conquered area is actually repeopled,
as when Rome during its period of upbuilding cleared out the old
inhabitants and settled its army on appropriated lands. To-day,
imperialism makes for revolutionary mobility by introducing a new
technique of production, and recruiting in its service natives whose
minds were formed by an older techniques of production" (114).
During the
imperial period, Stoicism "centered about a contradiction" (117). Burke
notes that before the bureaucratic system had "crystallized" and
private business flourished, taxes were regularized, but that "[a]s
things became tighter, there was a tendency, like the earlier practice
in Greece, to meet public expenses by putting wealthy citizens in
office, and requiring munificent outlays from them in exchange for the
'honor.' Ironically, as the financial situation tightened, we see a
subtle reversal in the connotations of this practice, until public
honor became a form of punishment visited upon wealthy Christians and
Jews" (118). Burke further notes in a footnote to this passage: "Such
shifts in connotation are always of great importance in providing us
with cues for the interpretation of a curve in history" (118).
The rise of
Christianity is directly related to the Stoic communicative frame and
its inadequacies. The frame was not of the immobile base but of the
elite Stoic crust and was "abstract and superficial," divorced from
labor (120-21). The function of the stoic frame was to oversee, not to
engage in, work (121).
"In place of the
abstract Stoic absolute, the cult of the state, [Christianity] proposed
an 'intimate' absolute, a single personal god with whom one could carry
on the subtlest kind of commercial transactions" (122). Christianity
also emphasized "positive magic" such as communion with men and the
supernatural, purification, and acquisition of strength by the symbolic
consumption of the god. (122).
"Act I of our
historical drama must stress these two themes. Hellenistic Stoicism in
decline, Christian evangelism emergent, each of them a world view to
match the Roman cosmopolitan orbis terrarum, as developed by the pax
Romana. [. . .] If you would end Act I on a strong curtain, you may
restate Prudentius' picture, of the divine and worldly interweaving,
and then shift abruptly to the barbarians' sack of Rome. For a quiet
curtain," Burke proposes two other alternatives (122-3). The first is
Constantine's recognition of the Christian church, the other the
"imperial edicts fixing the status and location of the workers": the
latter takes away material freedom, but the former provides
compensatory spiritual freedom. Burke notes that "[b]y it [referring to
Christianity], a man could be tied to one place, and yet range far"
(123).
Chapter
Two: "Mediaeval Synthesis"
People must
struggle: if we do not we "rot" (124). Struggle is tied to the need for
justification and the problem of earning. Accumulation of commodities
figure strongly here: consumers justify themselves through the
accumulation of commodities, and this is problematic because
commodities are simply put to use. We do not earn them as an inventor
does: what comes after has not earned value from what goes before
(124-5) To avoid these problems (Burke calls this a "form of
impoverishment"), we must "earn an inheritance by taking it as the
basis of a new problem," the clutter will cause alienation and lead to
an empty life (125).
"The Christian
frame of acceptance, that arose from the cluttered accumulations of
Rome, and finally attained completion in the Summa of Aquinas, dealt
explicitly with this problem of guilt, justification, earning and
alienation" (126). In this case, "[w]e see the whole curve, by merely
charting the sequence in which the great monastic orders were
established" (126). Burke also points out that each order emphasizes a
certain aspect or element, and that the stressing of certain
particulars threatens the unity of the whole (127).
"Act II of our
historical drama is concerned with mediaeval feudalism, so thoroughly
interweaving a vast symbolic architecture with the concomitant patterns
of production that the confusions arising from out attempts to reshape
it are with us still" (128).
The need for
justification and individual initiative is not necessary in this frame:
membership in the Church allows one to share in perfection. Society was
organized according to an organic theory, where everyone contributed to
society in his or her own way. Burke notes parenthetically: "Its
organic theory 'transcended' the discordancies of noble and serf by a
'synthesizing' reference to their common citizenship in heaven" (128).
Along with
organic society, the "other key metaphor was that of the family" (129).
The church functioned as a family, incorporated familial titles
(father, sister), and emphasized obedience to figures of authority
within the hierarchal structure (129). "Any resistance to this frame,
at any point, was necessarily felt as 'guilt,' hence the frame tended
to be self-sustaining" (129).
In contrast to
the extremes of the evangelical frame, the medieval, specifically
Thomist, frame "had developed the compromises required to fit a theory
of spiritual perfection into a material 'imperfect world' " (129). It
is only the heretics who get trapped by the limitations of either-or
thinking. The Thomist frame incorporates mitigating fictions: a man can
be materially poor and spiritually wealthy, or saintly and corrupt.
Both free will and determinism exist. At the same time, a mitigating
fiction "is a device of ambivalence," and while a strength in some
situations, it can also be exploited (130).
Heresy (on a
larger scale) has economic factors. These come into play "when
different factions have 'moved in on' the resources afforded by the
orthodoxy and the resources afforded by the heresy, so that clashing
modes of life are organized about the symbolic differences" (131).
The Thomist
frame is stretched in order to accommodate new cultural materials, but
the ambivalence and compromise of the frame finally go too far: "in the
end it is felt, not as a reclamation but as a demoralization." The
frame breaks, and "we find three important symptoms": casuistry, force,
and prayer (134). Clergy meet "the stringencies of the 'moving in on'
process [ . . . ] by petition and invective. In short, they threatened
to force the recalcitrant beyond the pale of orthodoxy's 'graded
series' for salvation. The period of Protestantism was at hand" (134).
Chapter
Three: "Protestant Transition"
"Act III is our
'peripety,' with a radical turn in the arrows of the plot. Here is the
act of marked transition, the 'watershed' of the historic drama.
Renaissance and Reformation. At this point, a negativistic emphasis
becomes organized, both in materials of pure thought and in economic
implementation. Beginning with separation of church and state, we
formally inaugurate the dissociative process that will end with the
theoretical separation of everything" (135).
"[ . . . ]
individualistic enterprise, stimulated by colloquial translations of
the Bible [ . . . ] served to intermingle material ambition with high
moral motives" (136). Also, Calvinism democratized " 'investment for
profit' " as a ' "salvation device' " (136). Once interest, formerly
disallowed for all but the church, was allowed to all, "Calvinism found
that one could make profits for the glory of God––every trade was a
'vocation'–– and if one worried lest, by Calvinist doctrine, he was one
predestined by God for damnation, let him attain material prosperity as
the visible sign of God's favor" (137).
The negativism
of the inductive method, from Descarte's "organized doubt," proposes to
change uncertainty into a "positive, creative principle" (137). This
has worked with regard to technological advancement, but "the
non-transcendental theory of motives [ . . . ] provided a
rationalization of acts in frank accordance with criteria of material
aggrandizement" (137-8).
There are
important ambiguities and paradoxes in the Protestant transition.
Freedom meant deteriorating conditions for many: alienation from the
land, starvation, migration to industrial towns, unemployment, and the
failure of church charities all added to social problems, but there
were rationalized by quantitative analyses of profit (138). Another
paradox Burke points out is that Protestants place an emphasis on
uniformity, but by placing such stress on uniformity, the greatest
heterogeneity arises: any slight difference of belief produces a
different sect, which then will enforce uniformity among members (138).
Frames develop
by-products (138). "In aiming at one thing, we incidentally bring about
something else. Such cultural by-products are of many sorts––and they
lead to the full range of 'alienation,' are regards the people's
participation in both material and spiritual properties" (139). When
by-products become more important than the frame from which they
developed, "a new shift in the methodology of purpose is necessary,"
but the bureaucratization of the older system has already occurred
(139). At this point, " '[c]ultural lag,' 'class morality,' and 'inner
contradictions' thus become interchangeable terms, as a special group
becomes organized whose mode of prosperity requires the retention of
the alienating by-products" (140). Again, the frame is stretched and
strained, and a new, transcendental frame is needed. Again, there will
be a rise in the antisocial as well as in psychological manifestations
such as negativism, dissociation, disintegration, sectarianism, and
splintering – or – a compensatory strategy will be developed, such as
the mitigating fiction discussed earlier.
Chapter
Four: "Naive Capitalism"
"We now come
upon the period in which the negativistic feature of the Protestant
dissociation contrives to take on positive ingredients, the old
abnormality having become the new norm [ . . .] the new ambitiousness"
(142). Burke states that people had been accustomed to subsistence
economies, and so the bare essentials of life were sufficient for most
(with the exception of the elite). In this period, ambition is
democratized.
A turn from
illiteracy to literacy can be "cashed in on" with a similar turn from
status to contract in property law "(i.e., from unwritten custom to
written legality)" (144). Under a new contract system, the longer one
owned property, the less likely one would be to have a written deed to
show ownership. The Acts of Enclosure of 1688 further changed property
rights: the "means for the private appropriation of communal areas were
regularized" (144).
Both England and
America have had "rationally perfect" frames imposed upon them (England
by William the Conqueror, America through the slaughter of Indians).
Because of this, each provided good "resources for the
bureaucratization of capitalist possibilities" (145-46). America,
however, is more "chemically pure" than England, which grew out of
feudalism.
In America,
resistance, especially from local communities, "could be obliterated by
the unifying devices of abstract finance" which controlled the
periphery via the organizing resources of the center (146). Regional
genius is reshaped into the genius of capitalism (147).
In England,
there is more alienation because the frame was more superficial and
abstract. Am important part of this was the " 'antithetical' "
relationship between the language of the Norman rulers and the
Anglo-Saxon "underlings" (147). This becomes gradually democratized by
the incorporation of Norman speech (148).
The ides of a
"favorable balance of trade" is reversed, "transcended," though
"recourse to matter of symbolism; namely: 'bullion' " (148-9). Exports,
a material loss, become a profit when seen as "symbolic imports,"
basically, money (149). Burke sees this paradox as "the very center of
capitalist difficulties" (149). This paradox is basically
"anti-patriotic," because it acts against the welfare of the nation as
a whole, but acts in the interest of specific groups (149).
Adam Smith's
theories allow "market law" to replace " 'natural law' " and result in
a "mechanical Providence" (154). This mechanical Providence allowed for
the formation of economic empires, which are supported by their "grip
upon the legislative, educative, and constabulary functions" (156).
This grip, or power, derives from implicitness, from the fact that it
is implicit in the frames of acceptance, not explicitly aggressive"
(156).
Chapter
Five: "Emergent Collectivism"
"Act V of one's
historic drama should be left partly unfinished, that readers may be
induced to participate in the writing of it" (159). Burke's previous
four acts are arranged to point in a direction, "that the reader will
continue in the same spirit" (159). He states: "A history of the past
is worthless except as a documented way of talking about the future"
(159).
"The
contemporary symbols of authority being in disarray, one forms his mind
with relation to an 'ideal' concept of authority [ . . .' One
constructs his 'frame of acceptance' for the present by reference to
these futuristic norms" (159).
Burke reviews
Acts I-IV, and argues that "collectivism must emerge," and that it
likely will arrive " 'by the back door,' " signaled, in his mind by the
"highly ironic term of modern economists, the 'socialization of losses'
"(160). "In this sense, 'by the back door,' cyclical depressions bring
capitalism progressively closer to socialism" (161). We recover the
positive connotations of servility, especially though social service,
which is both a "community values" and a "collective attribute" (162).
Regarding
service "(bondage) to the collectivity" (164), Burke says: "We would
begin with that, since it enables us, even in a society where talk of
'freedom' is being so steadily 'cashed in on' for apologetic purposes,
to point out that the individual is a bondsman, who 'justifies' himself
by paying tribute to the norms of his society. The issue then ceases to
be a squabble over 'freedom vs. bondage'; it becomes a weighting of
various frames in which a bondage-freedojm ambivalence can express
itself" (165).
Chapter
Six: "Comic Correctives"
"This notion of
ambivalence gets us to our main thesis with regard to the
propagandistic (didactic) strategy. We hold that it must be employed as
an essentially comic notion, containing two-way attributes lacking in
polemical, one way approaches to social necessity" (166).
"A comic frame
of motives avoids these difficulties, showing how an act can
'dialectically' contain both transcendental and material ingredients,
both imagination and bureaucratic embodiment, both 'service' and
'spoils.' Or, viewing the matter in terms of ecological balance [ . .
.] one might say of the comic frame: It also makes us sensitive to the
point at which one of these ingredients becomes hypertrophied, with the
corresponding atrophy of the other. A well-balanced ecology requires
the symbiosis of the two" (167).
"The comic
analysis of exploitation prompts us to be on the lookout also for those
subtler ways in which the private appropriation of the public domain
continues. It admonishes us that social exigencies and 'goodwill' are
as real a vein to be tapped as any oil deposit in Teapot Dome" (169).
Additionally, the "comic synthesis of these antithetical emphases [man
in nature and man in heaven] would transcend them by stressing man in
society. As such, it would come close to restoring the emphasis of
Aristotle, with his view of man as a 'political animal' " (170).
"In sum, the
comic frame should enable people to be observers of themselves, while
acting. Its ultimate would not be passiveness, but maximum
consciousness. One would transcend himself by noting his own foibles.
He would provide a rationale for locating the irrational and the
non-rational" (171).
The materials
for a comic frame are "all about us" (172). They are found in
psychoanalytic criticism, in economic psychoanalysis (Machiavelli,
Hobbes, Voltaire, Bentham, Marx, and Veblen), and in the
reinterpretation of formulae made in "euphemistic or debunking modes of
emphasis" (172).
The comic frame
cannot mitigate against the results of alienation. "For alienation of
this sort [ . . . ] the comic frame could not, and should not, offer
recompense. Its value should only reside in helping to produce a state
of affairs whereby these rigors may abate" (175).
Part
III: Chapter One
The
General Nature of Ritual
Use of symbols
as key in that “even in the ‘best possible of worlds,’ the need for
symbolic tinkering would continue.” (179)
-Symbolism as guiding “social purpose”
-Role of social norms and personal thought in each person’s symbols
-Symbols are seen as a kind of “spiritual currency.”
Symbolic
Synthesis is “a rationale of imaginative and conceptual imagery that
‘locates’ the various aspects of experience” (179)
Man attempts to
cope with rationality and the “incongruous perspectives of sleep.”(180)
“To an extent,
therefore, mystery and mystification seem inevitable.” (180)
-Psychoanalytic and surrealist notion of the mind
-“Symbolic crimes” unknowingly committed during
sleep=continual guilt (181)
-Criminal as well as good can take place during
sleep (181)
-Each person has their own mystery (183)
*Examples of Poe and Dostoievsky
“For various reasons, one has many disparate moods and attitudes.” Each
person has their own set of many “sub-identities” (184).
-When different thoughts are integrated they make
“symbolic super structures” (184)
-“The natural tendency of symbolic enterprise toward
integration.” (184)
*explains the rage against class
struggle in bourgeois states
*socialists as bridging conflict
-Many factors move people toward the “construction
of symbolic mergers” (185)
Ambiguities
of symbolism
-Role of the critic in the socialists state (185)
-Importance of symbolic fantasy even in a socialist
system. There is animportance to non-state supported
thinking/games/play IF it keeps those things
from actually happening.
(187)
*allows such ‘self-indulgence’ to
be vented (188)
*art as a function of the
socialist state
*example of Russian opera “Lady
Macbeth of Mzensk” (185-9)
-Discussion of various types of tragedy (188)
*“universal”-everyone is seen as
evil
*“factional”-only one specific
group is evil
The
Tracking Down of Symbols
-Symbolism works on two levels (symbol vs.
underlying other meanings). (191)
-The meaning of a symbol is found “by examining the
internal organization, noting what follows what” in other words by
discovering its “function” (191)
-Symbolism as dealing with “the subjective overtones
of objects, putting together symbols for the with reference to a
criterion of order that ‘transcends’ the order prevailing in everyday
experience” (192)
-Uncovering the “symbolic organization” gives you
their meaning (193)
*identifies the “social
attributes” of the artist to the critic (193)
*no innate symbolic meaning
*located between realism and
surrealism
-Symbolic meaning is in “discontinuities in
procedure.” Example of Glass speaking of the gold standard and God at
the same time (194)
*use of numerous metaphors
*“clusters of symbolism”
*more developed in A Symbolic of
Motives
Synthesis
and Analysis
-“A book in itself is a symbolic act of synthesis.”
(196)
*reflects an authors own situation
*the book is an author’s unique
way or “summing up this unique combination (196)
*an authors situation can be like
other people’s
-Innate gain/loss that comes with personal
experience of writing (197)
*author lets others ‘possess’ his
personal property when they read it
*new text/information as ‘gift’
-Problem of multiple explanations for one outcome
*“multiple causation” (198)
*something can be described in
many ways without contradiction
-Every act is a synthesis (200)
*symbols can be divided ad
infinitem
*symbolic analysis has no set
organization (198-9)
Tests
of Selectivity
-“The critic’s test, whereby he gets his own
patterns of selectivity, choosing to stress some distinctions, is the
pragmatic test of use.” (200)
*importance of the social element
in analysis
*Marxist “revolutionary” analysis
-hinges on
symbols of authority
-critic as
“propagandist” and “craftsman”
-“Bureaucratizing” his “imaginative” (200)
*putting thoughts into symbols
*results in straying from ideas
that are original
*through bureaucratization he
distances himself from
‘art for art’s sake’ (200)
-“Style is ‘the ritualistic projection or completion
of manners.’” (201)
*out of “material order” comes
specific ideas and actions
*writer must be conscious of
possibility of alienating the reader (202)
-The critic and writer must look to symbols in art
for: “authority symbols, acceptance and rejection, rituals of
purification and rebirth, transcendence, bureaucratization of the
imaginative, alienation, identification.”
*at core of “aesthetic and
moralistic strategy”
*all psychological processes are
recorded in art
*looking at art you can see “the
processes of social commerce operating on life as a whole.” (203)
-Psychology of art performs a social function, or at
least ‘should’ (203)
Analytic
“Radiations”
-Symbolic acts involve taking part in something that
“radiates in many ways at once” (203)
-Symbol is “synthetic” and cannot be broken into its
parts without distorting it (if at all)
*examples: Mann’s The Magic
Mountain (204) and Wescott’s Apple of the Eye (205)
-Innate problem in constructing an “analytic
dictionary of the ‘symbolic merger’” (205)
-Contrast between symbolism with Pasteur and
Dostoievsky (206-7)
*Pasteur-birth control symbols
*Dostoievsky-realist tendencies
early in life
Main
Components of Ritual
-“The organization of a work can be considered with
relation to a ‘key’ symbol ofauthority.” (209)
*childhood concern “rudiments”
*as an adult are seen in “church,
state, society, political party, craft”
-“Symbolic regression” (209)
*drawing on information
experienced at “autistic” levels even when dealing with forensic and
political matters
*examples: symbolic parricide,
incest-awe and symbolic castration (210)
-Philosophers and scientists as producing “visual
reading” (211)
*“nothing more than a protracted
kind of graph”
*visual over tactile understanding
-The choice to become a slave to symbolic
manipulation
*example of a person’s job taking
the place of other aspects of his life such as ‘mother’ and ‘home’ (212)
*becoming a symbolic slave fends
off alienation
-Man as “poet-plus-critic, one both acts and
observes his act” (213)
*functions analytically and
synthetically
*through observation the
poet-plus-critic perfects his acts with respect to
those around him (214)
*in this way people can figure
out a way to understand “important factors of reality” (214)
--Chapter
Two: Dictionary of Pivotal Terms--
Alienation
-“We use it to designate that state of affairs
wherein a man no longer ‘owns’ his world because, for one reason or
another, it seems basically unreasonable. Alienation has both spiritual
and material aspects. The ‘proletarian’ is materially alienated
if he is deprived of the ‘goods’ which his society has decreed as
‘normal.’ He is ‘spiritually’ alienated insofar as this
depravation leads him to distrust the rationale of purposes by which he
is deprived.” (216)
-One “repossesses the world” by finding a new
rationale for choices (216)
-The growth of alienation “greatly increased the
mobility in society” (217)
-It comes into literature by “A given productive
pattern leads to the crystallization of a corresponding pattern of
manners.” (219)
Being Driven into a Corner
-In order not to accept one point in a list of
criteria the person is forced not to accept anything on the list at
all. Burke states that it “makes it hard for him to question the
structure at any one point.” (223)
-“All or nothing” absolutist thinking (220)
-Works as an “ ‘amplifying device’ requiring the man
who would reject a little to reject a great deal” (222)
Bridging Device
-“The symbolic structure whereby one ‘transcends’ a
conflict in one way or another.” (224)
-Symbolic mergers can be included because “they
cannot be explained with reference to their face value alone, but are a
way across to many other ingredients” (224)
-Includes “explicitly consceptual bridging devices”
that one may use an opponent’s statement by ‘discounting.’ (224)
Bureaucratization of the Imaginative
-Is a “perspective by incongruity’ for naming a
basic process of history” (225)
-It “names the process of dying.”
-The “carrying-out of one possibility” (225)
-“An imaginative possibility is (usually at the
start utopian) is bureauocratized when it is embodied in the realities
of a social texture, in all the complexity of language and habitsm in
the proper relationships, the methods of government, production and
distribution, and in the development of rituals that re-enforce the
same emphasis.” (225)
Casuistic Stretching
-“One introduces new principles while theoretically
remaining faithful to the old principles” (229)
-part of a movement by Burke to “enunciate a
methodology for casuistry rather than to eliminate casuistry” (232)
-“The difference between casuistry as method and
casuistry as methodology is the difference between mystification and
clarification, between the concealing of a strategy and a description
of a strategy.” (232)
Clusters
-“Significance gained by noting what subjects
cluster about other subjects (what images b, c, d the poet introduces
whenever he talks with engrossment of subject a).” (232)
-“By charting clusters, we get our cues as to the
important ingredients subsumed in ‘symbolic mergers’” (233)
Communion
-“involves the interdependence of people though
their common stake in both co-operative and symbolic networks” (234)
-The artist “generally tends to communicates by
reaffirming the norms of the co-operative structure.” (234)
-Phatic Communion-not to communicate as much as
establish a bond (235)
Control
-“To control a bad situation, you seek either to
eradicate the evil or to channelize the evil.” (236)
-Example: lightning rod vs. elimination principle
(236)
Cues
-Nudges or indications that uncover the hidden
meanings of words (236-43)
-Aspects that ‘point’ to a particular meaning not
otherwise indicated
-Examples include: syllables in your name, voice
tone and “certain verbalizations”
Discounting
-“Making allowance for the fact that ‘things are not
as they seem.’ The methods whereby, as one looks at one thing ,
one reads something else into it.” (244)
-“The term is basic to an understanding of ‘what is
going on.’ By proper discounting everything becomes usable.” (244)
-An instance would be a person not understanding its
meaning “until you know the biographical or historical context subsumed
by the speaker when he spoke it.”
-Logical positivists are incapable of such an act
(246)
“Earning” One’s World
-“There is no state of leisure. Every
inheritance must be earned anew (otherwise, you get alienation and
demoralization). (246)
-Can’t help but “hand on to others some measure of
our own bureaucratization. And thereby ‘disposes’ them by this
inheritance, unless they find their own
positive ways of
‘earning it anew.’” (246)
Efficiency
-“Endangers proper preservation of proportions.”
(248)
-“All emphases, arising out of biological or
historical necessities, are efficient in this way.” (248)
-“Violates ‘ecological balance,’ stressing some one
ingredient rather than maintaining all ingredients by the subtler
requirements of symbiosis” (250)
Essence
-“An act has either co-operative or competitive
features. You select one of the other as the ‘essence.’ (252)
-“‘Essence’ is an aspect of ‘efficiency’” (253)
-Example: “The propagandist writer of the
proletarian fiction, believes that class struggle is the essence of the
contemporary situation” (253)
Forensic
-“The material supplied by the forum, the market
place. The materials of law, parliamentary procedure, traffic
regulation, scientific-causal relationships
evolved
by complex and sophisticated commerce (of both the material and
spiritual sorts).” (254)
-Children don’t have an awareness for forensic
material (255)
-The forensic always comes as a “shock.” It is
unnatural. (255)
Good life
-‘A project for getting along with people
necessarily subsumes a concept of the good life. (256)
-“Maximum of physicality.” There is too much focus
on the musings of the
mind (256)
-“Maximum opportunity for expression of the
sentiments. Distrust the passions.” (258)
-“Construction to channelize the militaristic by
‘transcendence’ into the cooperative” (258)
-Stress always on the knowledge of limitations.”
(259)
Heads I win, tails you loose
-“A device whereby, if things turn out one way, your
system accounts for them— and if they turn out the opposite way, you
system also accounts for them.” (258)
-“The whole matter is related to the scholastic
distinction between ‘essence’ and ‘existence.’ (260)
-Perspective by incongruity (261)
Identity, Identification
-An individual or group siding with a particular
ideology and then taking that ideology on as their own. It is
important to note that identification doesn’t only come from an
individual, but can result from a group.
-Identity does not only come from the individual but
also from ‘manifestations’ outside of the individual (263).
-“The so called I is merely a unique combination of
partially conflicting ‘corporate we’s’.”
-Gave Marxist vs. Capitalistic examples of
identification (266)
*ID with companies
*ID with an ideology
-“Roughly, we may say that a man ‘identifies’ the
logic of a human purpose with the following points: God, nature,
community, utility and history (271).
Imagery
-“One must chart the overtones of the poet’s imagery
by looking for the quality common to all uses of a word.” (274)
-Gives several examples of imagery in Shakespeare’s
plays and their historical significance (273-280).
- “We cannot long discuss imagery without sliding
into symbolism.”(281)
-“You arrive at an act which a man does because he
is interested in doing it exactly as he does do it—and that act is a
“symbolic” act. It is related to his
‘identity.’”(282)
-“the presence of symbolic acts only insofar as it
bears upon social action, as related to symbols of authority”(287)
Legality
-Law comes as the “efficient codification of a
custom”
-Law as a form of “secular prayer” (291) The court
draws on the same psychological ‘sanctions’ as the church (291)
-There is naturalism inherent in law (292)
-“Legality, in all forms, makes for the ‘efficency’
of rational isolation, as distinct from ecological balance”(292)
-“Legality may thus be discerned today in the
growing proportion of sales force toproductive force, the
“spirituality” of the salesman’s occupation moving them from the
productive economy” (293)
Lexicological
-A writer’s “main emphasis is lexicological, and he
reaches conclusions merely as the bi-product of
definition.” (294)
-“In a general way, our project for a tripartite
vocabulary takes the following forms: The religious illustrating the
intimate
The capitalist
illustrating the historical
The esthetic illustrating
the social and creative
Neo-Malthusian
Principle
-“Designates not the proliferation of people to
their physical limits, but the proliferation of habits to their
physical limits.” (298)
-“For instance, the combination of capitalism and
technology both permitted a great proliferation of private-enterprise
habits and demanded this proliferation.” (298)
-Even if a population remained stable it could still
experience neo-Malthusian proliferation.
Opportunism
-“The verbal denial of a fact on occasions when one
cannot ‘transcend’ it by adopting a more complex rationale through
which he can safely and comfortably admit the fact.” (306)
-“Technically everyone should be an opportunist, in
the sense that he should change his policies in response to changes of
situation.” (306)
-“Caustic stretching, without a sufficiently broad
rationale and sufficiently sophisticated methodology to make it
positive. (306)
Perspective by Incongruity
-“A method for gauging situations by verbal “atom
cracking.” That is, a word belongs by custom to a certain
category—and by rational planning you wrench it loose and
metaphorically apply it to a different category” (308)
- AKA: “Planned incongruity” is a methodology of the
pun.
-“…carries on the same kind of enterprise in linking
hithero unlinked words by rational criteria instead of tonal
criteria. It is ‘impious’ as regards our linguistic categories
established by custom.” (309)
-“The metaphorical extention of perspective by
incongruity involves caustic stretching.” (309)
Problem of Evil
-“The problem of evil is met by transcendence—the
process of secular prayer whereby a man sees an intermingling of good
and evil factors, and votes to select either the good ones or the evil
ones as the ‘essence’ of the lot. And a choice between policies
is not a choice between one that is a ‘lesser evil’ policy and another
that is not. It is a choice between two lesser-evil policies,
with one of them having more of a lesser evil than the other.” (314)
Repossess the World
-“As the imaginative becomes bureaucratized, the
bureaucratic body brings up new problems of its own.”
People who must exist in this sort of system are prone to
alienation.(314)
-In this way people are “robbed of the world” and
must “struggle to repossess the world.” (315) In order to succeed
in repossessing the person must have a “historical
rationale” that deals with solving the problem.
Rituals of Rebirth
-The person must go through rebirth when a
historical change occurs or a personal one in their life. (317)
*Marriage
*Divorce
-A person also must go through rebirth as the go
through biological changes.(318)
*Glandular
Salvation Device
-“Any conscious or unconscious, adequate or
inadequate way of saving one’s soul, saving one’s hide, or saving one’s
face is a salvation device.” (319)
*Political examples
*Religious
examples
Sect
-“Composed of those who, faced with the danger of
being ‘driven into a corner,' counter by forming a new collectivity”
-“A sect is always threatened with defensive,
negativistic, splintering tendencies so long as the ingredient of
rejection is uppermost”
Character-building by Secular Prayer
-“Secular prayer, as a moral act is the coaching of
an attitude by the use of mimetic and verbal language.” (322)
-“Secular prayer involves ‘character building’ in
that one shapes his attitudes, the logic of his life, by the
co-ordinates he chooses, and one shapes his actions with reference to
the judgments that follow from the co-ordinates.” (326)